Governance, risk and compliance solutions

Enabling and protecting your business through strong governance, risk and compliance models.

Governance, risk and compliance models must align with and enable business strategy

Managing risk in today’s evolving business landscape presents a range of challenges for organizations. Governance, risk and compliance models must align with and enable the business strategy, so the organization avoids risk, achieves business objectives and creates value. While risk is everyone’s responsibility, not everybody knows their role or agrees on how best to implement the governance models and controls required to manage risk across the organization. An organization’s risk leaders also must keep pace to remain in compliance when making an operational change such as adopting new digital technologies that may trigger new regulatory requirements. As well, transformational events such as a merger and acquisition, a carve-out or an IPO can result in new, unanticipated risks. Leaders are best served by collaborating with a governance, risk and compliance partner with the right level of experience and expertise, including proven performance reducing costs while increasing efficiencies. The ideal partner will also serve as an extension of the organization’s team and provide guidance for holistic needs as they happen.

RSM understands the complex challenges you face. We provide the power of a global consulting firm backed by a personalized advisory approach to serving our clients. Our holistic, right-sized risk solutions combine governance and compliance, technology risk, cybersecurity and business resiliency to meet the needs of your entire organization. Our advisory team has the in-depth global experience, technical skill and industry knowledge required to truly understand what makes your business unique. Additionally, many of our specialists have extensive experience addressing industry-specific risk issues. We’ll advise you on changing regulations to keep your organization in compliance, new and evolving risks resulting from business and digital transformations, and solutions to reduce risk in an environment of increasingly sophisticated cyberthreats.


Organizations benefit from our specialized experience in:

The rapid evolution of complex regulatory requirements is constant. We’ll help you prepare for, comply with and forecast the long-term regulatory compliance and anti-money laundering (AML) regulations that affect your highly regulated operation.

Recent insights from our governance, risk and compliance solutions professionals

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SOC reports Proving security building trust
To better manage risks, vendors and service providers should verify the strength of their internal controls, driving demand for the independent audits known as System and Organization Controls (SOC) reports.
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Robotic Relief: Quantifying the value of RPA for risk management
Robotic process automation (RPA) can increase visibility, speed and efficiency across the risk management and compliance processes.
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A conversation guide for risk leaders
Raising awareness of the value of enterprise risk management is crucial to receiving support for risk management programs.

Additional insights and solutions to achieve your organization’s goals

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More services and insights to help your organization succeed

Meet our leaders
  • Charles Barley, Jr.
    Principal
  • Matt Franko
    Principal
  • Dhawal Thakker
    Dhawal Thakker
    Principal

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