Capital markets

Complex rules and compliance needs can detract focus away from your capital markets business. Our professionals provide clarity to reduce risk and reach your goals.

Trending business insights in capital markets

Curated content to keep you informed
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Insights for broker-dealers about FINRA customer statements rule amendments
Learn how the amendments to FINRA Rule 2231 will impact broker dealers and the operations, compliance, and legal functions of their business.
Article
Understanding the decentralized exchange
In this installment of our introductory series, we explore one of the first DeFi use cases, the decentralized exchange.
Article
Top 5 trends transforming the capital market industry
Capital markets have been evolving more rapidly than ever over the last year and a half, and we don’t expect the pace to slow anytime soon.

Get clarity on complex rules and regulations for capital markets transactions

Capital markets organizations help to drive the global economy, providing investment vehicles for consumers and institutional investors. RSM has in-depth knowledge of the industry, including offerings and operating models. We consult with a wide range of clients across capital markets, from newly chartered institutions to those with billions of dollars in assets. Our experience makes us uniquely qualified to advise clients on the latest regulatory changes and compliance requirements that affect their bottom line.  

Our risk, finance and technology professionals deliver value through a comprehensive understanding of your industry, organization, goals and challenges, and the overall competitive capital markets environment.  

Capital market clients benefit from our specialized experience working with:

Where there are challenges, we see opportunities for growth

RSM audit, tax and capital markets consulting services

We help executives thrive by offering solutions focused on your goals and based on a deep understanding of your industry
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Meet our RSM team of trusted leaders
Our capital markets-focused professionals are here to help you succeed
  • Bob Glynn
    Partner
  • Howard Shain
    Managing Director
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