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Brokerage and Trading

Broker-dealers face increased scrutiny and ever-changing rules and regulations. To help you address these complex issues and compliance needs, we bring together our industry professionals and extensive experience to provide advice and guidance to broker-dealers across the nation.

From clearing and proprietary trading firms to investment firms, we provide audit, tax and consulting services to help you uncover and mitigate risks and fortify business goals.

Financial Reporting Insights Net capital treatment

Net capital treatment

Insights on capitalized costs under ASC 606 and ASC 340