Sarbanes-Oxley Compliance Services

A sustainable, top-down, risk-based Sarbanes-Oxley compliance program can be leveraged to reduce costs and improve efficiency.

At RSM, we've collaborated with our clients on more than 1,000 Sarbanes-Oxley compliance assessments. This experience means our professionals have the knowledge to help your organization create and implement a new SOX compliance program. If you already have a SOX compliance program in place, we can help improve the efficacy of your existing program.

At RSM, we customize our Sarbanes-Oxley compliance consulting to meet your organization's unique needs, and work with your external auditor to help ensure your program complies with all SOX 404 regulations.

To help improve your business productivity and mitigate risks, we offer Auditor Assistant — an integrated software solution that enhances collaboration, automation and insight into your organization, and helps you efficiently manage and conduct operational, IT and financial audits and engagements.

Our Sarbanes-Oxley compliance services include:

Popular Insights


Sarbanes-Oxley: What's trending in 2020

Trends and changes you need to be aware of in the SOX 404 landscape. Get ahead of the shifting expectations for 2020.

  • Kristen McCarthy


Internal audit services help large REIT enhance control processes

RSM provides responsive internal audit services for a REIT, with greater visibility into risks and the control environment.

How can we help you?

Contact us by phone 800.274.3978 or
submit your questions, comments, or proposal requests.


Complete our Cybersecurity Rapid Assessment form to be contacted about receiving our "quick-hit" evaluation of your organization’s overall security risk.

Learn more