Zachary Carroll is an audit partner in RSM US LLP’s Austin, Texas, office. He serves clients within the financial services and consumer products industries with a focus on Securities and Exchange Commission (SEC) registrants and capital markets transactions.

Based in RSM’s Austin office, Zachary Carroll is an audit partner who has extensive experience serving clients operating in the financial services and consumer products industries with a focus on SEC registrants and capital markets transactions. Zac’s primary disciplines include providing financial statement audits, audits of internal control over financial reporting, and related advisory services to banks, fintech and finance companies, as well as to consumer products companies, franchisors and restaurant operators, including private equity- and venture capital- sponsored companies.

Zac’s notable experience includes:

• Audits of financial institutions and finance companies with assets ranging from $100 million to $20 billion
• Audits of franchisors, restaurant operators and consumer products companies with revenue ranging from $50 million to $2 billion
• Audits of internal control under the Sarbanes-Oxley Act and Federal Deposit Insurance Corporation Improvement Act of 1991 ( FDICIA) requirements
• Initial public offerings
• Special purpose acquisition company transactions
• Debt and equity raises under private placements and public offerings
• Extensive technical accounting guidance, including business combinations, financial instruments, revenue recognition, and variable interest entities and consolidation

Zac has delivered audit plans, audit and interim review findings, and technical accounting presentations to boards of directors, audit committees and members of management while establishing meaningful and lasting relationships with his clients.

In addition to his client service roles, Zac oversees the Austin audit practice, focusing on client and talent experience, audit quality and other strategic initiatives. Zac also serves as the financial services leader for RSM’s Central region and national audit leader for financial institutions, where he steers strategy, growth, and the client and talent experience.

• Certified public accountant, Texas
• American Institute of Certified Public Accountants
• Texas Society of Certified Public Accountants
• Association for Corporate Growth

• Bachelor of Business Administration, accounting, University of Texas at San Antonio