United States

On the SOX radar: What to plan for in 2021


Take an hour and get a head start on your Sarbanes-Oxley Act compliance plan by joining RSM’s national leader for process risk and controls, Rob Frattasio, as he shares new areas of focus in 2021, resulting from insights provided by the Public Company Accounting Oversight Board (PCAOB) and Securities and Exchange Commission.

Rob will discuss how you can stay ahead of shifting risk areas while highlighting areas of focus including: remote working, auditing accounting estimates, robotic process automation and data analytics.

Learning objectives

By the end of this presentation, participants will be able to:

  • Describe current trends and how to incorporate related changes into your compliance program
  • Identify methods for staying ahead of the curve regarding Sarbanes-Oxley Act compliance
  • Recognize the latest in internal control auditor requirements

CPE credit available

RSM US LLP is pleased to offer 1.0 CPE credits for attending each webcast. To qualify, you must log in to the webcast and provide your first name, last name and email address. You must remain logged in for a minimum of 50 minutes and answer 75 percent of the polling questions to receive credit. Group CPE is not available. For more information regarding administrative policies, such as refunds, cancellations and complaints, please contact us.

RSM US LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Advance preparation: None | Program level: Intermediate | Prerequisites: None | Delivery method: Virtual Group Live
Field of study: Business Management & Organization | CPE: 1.0 credits per webcast

Event details

Who should attend
Internal audit, internal audit control managers, SOX compliance, IT compliance

Date and time
Wednesday, Dec. 9, 2020
2 p.m. EST | 1 p.m. CST
60 minutes

CPE credit
One CPE credit will be issued to eligible participants


More information
Email us or call +1 800 274 3978