United States

RSM’s Anti-Money Laundering Survey webcast


Since the implementation of the customer due diligence (CDD) for financial institutions and beneficial ownership regulation, banks and credit unions have faced uncertainty in confidence of compliance. Unclear guidance from the Financial Crimes Enforcement Network (FinCen) and regulators, on top of delays in technological updates and challenges training staff, have made for a complicated compliance environment.

In this webcast, RSM will discuss the issues that have plagued the CDD regulation and how banks and credit unions have adjusted to ensure compliance.

Learning objectives
By the end of this presentation, participants will be able to:

  • Explain the customer due diligence for financial institutions and beneficial ownership regulation
  • Describe how to manage the regulation from a compliance standpoint

CPE credit available
RSM US LLP is pleased to offer one CPE credit for attending each webcast. To qualify, you must log in to the webcast and provide your first name, last name and email address. You must remain logged in for a minimum of 50 minutes and answer 75 percent of the polling questions to receive credit. Group CPE is not available. For more information regarding administrative policies, such as refunds, cancellations and complaints, please contact us.

RSM US LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Advance preparation: None | Program level: Basic | Prerequisites: None | Delivery method: Group internet-based
Field of study: Management advisory services | CPE: One credit

Register for the webcast below

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Need immediate assistance?

To discuss how our team can help your business, contact us by phone 800.274.3978

Event details

Who should attend
Anti-money laundering and Bank Secrecy Act officers, chief compliance officers and chief risk officers

Date and time
Tuesday, May 7, 2019
1 p.m. EDT | Noon CDT
60 minutes

CPE credit
One CPE credit will be issued to eligible participants


More information
Email us or call +1 800 274 3978