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Audit committee guide for financial institutions

A roadmap for oversight in an unprecedented regulatory environment

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Financial services Audit Financial institutions

Updated: March 2024

As a leading advisor to financial institutions for more than 85 years, RSM offers deep insight into the ramifications of today's fast-changing regulatory shifts. Our new Audit Committee Guide for Financial Institutions offers practical guidance on the committee's full range of responsibilities, including:

  • Financial reporting process
  • Control environment
  • Risk assessment, including fraud risk
  • External audit
  • Internal audit
  • Regulatory and compliance issues
  • Conflicts of interest

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