Ideas & Insights

Join RSM and Bank Director for a webcast on the current state and the future of digital assets financial institutions.

The SEC Division of Examinations recently issued a Risk Alert regarding compliance practices for digital asset securities.

The SEC recently extended its annual reports filing deadline by 30 days for broker-dealers that meet certain requirements.

The Anti-Fraud Collaboration recently analyzed SEC enforcement actions regarding financial statement fraud schemes.

Join leaders from RSM’s financial institutions practice on this webcast for a year-end accounting and tax issues update.

An updated AICPA guide addresses the unique aspects of the preparation and auditing of financial institution financial statements.

The IASB’s recent amendments address the transition to alternative interest rate benchmarks as a result of benchmark reform.

We have updated our white paper, which provides an overview of lessor accounting under ASC 842 for financial institutions.

Our summary highlights several regulations affecting broker-dealers that recently have been issued or updated.

What makes the shift from Libor challenging is how deep and interwoven it is in every corner of the financial services industry.

Boards should ensure all key players have the time and information to perform their financial reporting oversight responsibilities.

In the midst of pandemic and social unrest, companies can make lasting change. This commitment is facing perhaps its greatest test yet.

Portfolio managers of investment companies are considering the impact of COVID-19 and economic conditions on their March 2020 valuations.

An interagency policy statement has been issued in response to the issuance of FASB Accounting Standards Update 2016-13

FASB votes to defer the effective dates of leases, CECL and hedging for certain entities and insurance for all entities.

Information about the LIBOR phase out, identification of replacement rates and resultant operational and accounting considerations.

The FASB has proposed providing additional time to apply its accounting guidance for long-duration insurance contracts.

The SEC recently issued a clarification to the single issuer exemption for broker-dealers, which is effective August 13, 2019.

A white paper about how asset managers may be affected by the new revenue recognition guidance in ASC 606 and cost guidance in ASC 340-40.

An article with information about interagency guidance issued by banking regulators related to the Tax Cuts and Jobs Act.