United States

Your Compliance Q&A and the Bank Secrecy Act

Regulatory compliance webcast series


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Join our complimentary webcast from 10:30 a.m. - Noon CST on Thursday, Nov. 14 to gain clarity around regulatory compliance issues impacting your institution or organization. This final installment of our 2013 series will be led by RSM presenters Ty Beasley and Stephanie Jennings, who will discuss some of your most pressing issues.


  • Compliance Q&A:
    • New mortgage rules: We'll relay answers to questions we've received regarding the recent CFPB-issued mortgage rules.
    • Third party vendor management: We'll provide insight to this area of high regulatory concern.
    • Compliance management systems: We'll discuss the regulators' renewed interest in your CMS.
  • Bank Secrecy Act: We'll highlight how to mitigate the risks posed by customers and new products that technology is rushing in at an increasing pace.
  • Updates and Reminders


Who Should Attend
Financial institution executives and leadership, including those in finance, compliance, risk and internal audit roles.


CPE Credit
1.5 CPE credits offered