Accounting standards. Industry regulations. Ever-evolving tax rules. New legislation.
With more than 50 years of experience serving the financial services community in key financial hubs, we help organizations navigate complex reporting, governance and regulatory issues to achieve their business objectives. We serve alternative investment companies, investment advisors, investment partnerships/hedge funds, private equity funds, broker-dealers and futures commission merchants.
Insights / Capabilities
RSM’s new report offers insights on nine key issues confronting hedge funds, including cybersecurity, investor relations, taxes and more.
There is a growing demand for transparency that is having a fundamental impact on the client-service role for hedge fund managers.
The RSM AML Survey was developed to help banks understand best practices and benchmark their AML compliance efforts against peers.
Learn how effective data governance can enhance performance and alignment to regulatory requirements in this insight article.
Learn the amendments to mortgage services rules with the greatest impact. Many of the new regulations have an effective date of April 2018.
The IRS recently issued guidance regarding the treatment of part cash/part stock distributions of regulated investment companies.
FINANCIAL REPORTING INSIGHTS
Broker dealers now need to only file their annual reports for SIPC and FINRA once using FINRA’s existing reporting portal.
This infographic breaks down the key findings from the RSM AML Survey of banks, including insights into budgets, staffing and operations.
Improving the many functions that reside in the private equity back office. Learn how to make the complex simple.
Learn how financial services organizations can leverage data to assess risk culture and reduce the potential of damaging headlines.
Learn to identify potential ICP control gaps and verify your control environment is well-designed and working as intended.
RSM’s Chief Economist provides bank executives economic insights at the annual Western Independent Bankers Conference
Investment Industry Insights
The quarterly newsletter follows developments in accounting and finance and places them in the context of current events and changes in economic and marketplace trends.
Financial Institution Insights
delivers news and information critical to community banking professionals. The bi-monthly newsletter tackles issues ranging from IT security to regulatory compliance to operational improvement.
Compliance news for the banking and investment industry. Gain insights about the latest compliance news and how it will affect your business.
How can we help you??
To discuss how our team can help your business, contact us by phone 800.274.3978 or
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Events / Webcasts
National Financial Services Practice Leader