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Financial Institutions

Industry-specific, integrated services for financial institutions

Finance executives face a challenging climate, with very little room for error to balance increased compliance demands and the need to sustain growth. With more than 85 years of experience serving over 1,500 financial institutions across the country, we develop solutions to assist financial institutions in today’s challenging economic environment. From accounting and tax to specialized risk management and consulting services, our industry specialists serve banks and savings institutions, trust organizations, credit unions, mortgage companies, and finance and leasing companies.

Our professionals are committed to adding value to your organization, applying a strategic approach to process, performance, security, risk and project management to support your business strategy and growth goals. With a staff of former bankers, OCC examiners, CROs, CFOs, CIOs and chief auditors, we understand your concerns and address them by holistically evaluating your institution’s needs and aspirations. This depth of skills is spread across each of the solutions we provide.

Featured Insights

Audit Committee Guide for Financial Institutions

INSIGHT ARTICLE

Audit Committee Guide for Financial Institutions

Our new Audit Committee Guide for Financial Institutions offers practical guidance on your audit committee's full range of responsibilities

WHITE PAPER

RSM 2015 Loan Loss Reserve Survey

RSM’s 2015 Annual Loan Loss Survey presents financial institutions with data to help gauge their loan loss reserves compared to their peers.

  • February 04, 2016

Most Recent Insights

COMPLIANCE NEWS

CFPB releases its spring rulemaking agenda

CFPB publishes semi-annual agenda for rulemaking activities.

  • July 18, 2016

COMPLIANCE NEWS

Maximum CMP penalties increase

Regulatory agencies increase civil money penalties to comply with required inflation adjustment.

  • July 18, 2016

COMPLIANCE NEWS

CFPB focuses on mortgage servicing and updates exam procedures

CFPB changes focus of mortgage servicing exams and issues revised exam procedures.

  • July 18, 2016

COMPLIANCE NEWS

Agencies issue guidance relating to deposit reconciliation

Interagency guidance relating to deposit reconciliation practices involving customer accounts.

  • July 18, 2016

WHITE PAPER

What should your institution learn from the 2016 FIBA conference?

Read our white paper of highlights from the 2016 FIBA conference for BSA/AML insights banks can use today.

  • Wilson Lopez, Patricio Perez
  • |
  • July 05, 2016

WHITE PAPER

Addressing compliance risks in loan sale due diligence

Learn how to control the risk of assuming liability for regulatory failures when purchasing mortgage loans through effective due diligence.

  • Jose Vivar
  • |
  • June 22, 2016
IRS Chief Counsel takes position that FINRA fines are nondeductible

TAX ALERT

IRS Chief Counsel takes position that FINRA fines are nondeductible

The IRS, in a recent Chief Counsel Advice, held that certain fines imposed by the Financial Industry Regulatory Authority are nondeductible.

  • Ben Wasmuth, Stefan Gottschalk, Don Susswein
  • |
  • June 08, 2016

COMPLIANCE NEWS

New customer due diligence requirements

BSA and AML ramifications of new customer due diligence requirements for financial institutions.

  • May 23, 2016

Events/Webcasts

IN-PERSON EVENT

RSM’s 40th Annual National Credit Union Conference

  • October 06, 2016

LIVE WEBCAST

Regulatory compliance webcast - Summer 2016

  • August 16, 2016

RECORDED WEBCAST

Understanding FASB's new credit impairment model

  • June 30, 2016

IN-PERSON EVENT

2016 Financial Institution Strategic Forum

  • May 05, 2016

Newsletters

Financial Institution Insights
delivers news and information critical to community banking professionals. The bi-monthly newsletter tackles issues ranging from IT security to regulatory compliance to operational improvement.

Compliance News
Compliance news for the banking and investment industry. Gain insights about the latest compliance news and how it will affect your business.