White Paper
Managing compliance demands for specialty finance organizations
A compliance risk assessment is imperative in implementing a properly scaled compliance management system to address regulatory expectations
Ideas & Insights
Insight Article
Tax reform impact on executives of alternative investment funds
Learn how the recent tax reform affects executives, founders and general partners of alternative investment fund structures.
Resource Center
Financial Reporting Resource Center: Insurance
This resource center provides insightful knowledge, recent developments and practice issues related to the insurance industry.
Insight Article
A Guide to Going Public
This guide will help your stakeholders determine if an IPO is the right path for your company by addressing some basic questions.
White Paper
Eight common mortgage loan origination fraud schemes to watch today
Mortgage loan origination fraud continues to proliferate and remains on the FBI's list of priority white collar crimes.
Compliance News
CFPB has plans for the regulation of payday loans
CFPB releases an outline of a prospective proposal detailing two approaches to eliminate payday loan debt traps.
Compliance News
CFPB publishes consumer advisory on benefits protected frm garnishment
CFPB’s consumer advisory on the protection of federal benefit payments from garnishment is a reminder to review procedures.
Compliance News
CFPB to propose delay of TRID rule implementation to Oct. 1
The CFPB announces it will issue a proposed rule to delay the implementation of TILA-RESPA Integrated Disclosure Rules until Oct. 1, 2015.
Compliance News
Creditors must consider all public assistance income in underwriting
Income received through public assistance programs should be considered in underwriting loans to avoid potential fair lending violations.
Compliance News
Exam procedures updated for TRID rules
The CFPB, FFIEC and OCC have updated exam procedures to reflect TILA-RESPA Integrated Disclosure Rules changes.
Compliance News
Final rule and exam procs for nonbank auto finance companies issued
CFPB issues final rule for oversight of nonbank auto finance comps and updates exam manual for monitoring bank and nonbank auto fin comps
Compliance News
Treasury may hold financial institutions liable government ACH loses
Treasury may hold financial institutions liable for incorrect ACH enrollment information if erroneous or fraudulent payment and loss result.
Tax Alert
IRS changes to Form 1099-C
Learn the key points independent finance companies should know about proposed changes to the 36-month rule for Form 1099-C.
White Paper
Allowance for loan losses is a key due diligence concern
Buyers considering speciality lenders should focus on allowance for loan losses.
White Paper
Issues in Negotiating Cash-Free Debt-Free Deals
Learn how the details affect price in cash-free, debt-free deals.
Recorded Webcast
A common sense approach to stress testing in an ERM framework
Let RSM demystify your ORSA stress testing concerns. Learn how to integrate stress testing into your enterprise risk management efforts.
Recorded Webcast
Cybersecurity and data breach preparedness webcast series
No organization or industry is completely safe against cyberattacks. Learn to protect your company’s data and limit potential damages.
Recorded Webcast
FATCA and the new Common Reporting Standards
Learn how a survey co-sponsored by RSM and HFMWeek sheds light on how hedge funds globally deal with CRS and FATCA compliance challenges.
Financial Institutions Insights
5 big IT threats facing financial institutions in 2015
2015 will bring increased focus on five IT threats facing financial institutions
Is your internal audit of BSA/AML doing all it should?
How financial institutions can gain comfort that the internal audit provides appropriate testing of their BSA/AML function and activities.