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Recorded Webcast

Marketing your performance track record

By effectively tracking and presenting your performance history, you can build a vital competitive edge when competing for new investors.




Compliance News

Increased focus on SCRA enforcement

Department of Justice unveils pilot program to increase SCRA enforcement. Learn about the efforts it will support.



Insight Article

Small business: A big opportunity for investors

A huge inventory of small businesses with an aging population of owners presents real opportunities for investors seeking higher returns.

  • Wagschal, Robert
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Insight Article

RSM Hedge Fund Insights 2016

RSM’s new report offers insights on nine key issues confronting hedge funds, including cybersecurity, investor relations, taxes and more.






Insight Article

NAIC Summer 2016 National Meeting update

Cybersecurity, investment issues and reinsurance are some of the challenges examined at NAIC Summer 2016 National Meeting. Learn more.



Financial Reporting Insights

Promptly transmitting customer funds

A recent SEC staff no-action letter addresses prompt transmission of customer’s funds to the carrying broker-dealer.